Guidelines for Academic Appeals Within
Divisions
1. Guiding Principles
The implementation of all
academic appeals within the University across all divisions should be informed
by the following principles:
i. Diversity, Equity, and Accommodation:
Consistent with the University’s commitment to diversity, equity and
accommodation, and its accompanying institutional policies, every division
should be sensitive to issues of diversity, equity, and accommodation in the
academic appeals process.
ii. Consistency: The purpose of the Policy on
Academic Appeals within Divisions is to formalize University wide principles to
ensure effective procedures for the academic appeals process are in place
within divisions. The Policy is designed to set minimum standards and
consistent procedures across the University.
iii. Flexibility: While the Policy is intended to
establish certain essential features of a division’s academic appeal system, it
recognizes that divisional size and complexity of issues have a bearing on
divisional needs in this regard.
iv. Transparency and Timeliness: The University
ensures that information on procedures for academic appeals are well
publicized, accurate, clearly presented, and readily accessible to students,
instructors, and staff. Student academic appeals should be addressed in a
timely manner, using appropriate, fair and transparent procedures.
v. Fairness and Confidentiality: Throughout the
process, students should have the opportunity to raise matters of proper
concern to them without fear of disadvantage and in the knowledge that privacy
and confidentiality will be appropriately respected. Both formal and informal
resolutions for academic appeals should be available to the student.
vi. Academic Standards and Regulations: The academic
appeals process and principles should be applied in a manner that maintains
academic standards and contributes to the University goal of academic
excellence. Detailed information about the University of Toronto’s Academic
Regulations and Requirements can be found in relevant University Policies
regarding academic regulations and requirements such as the Grading Practices
Policy, as amended from time to time.
i. An academic appeal is an appeal by a student of the
University:
1. against a University decision as to his or her success or
failure in meeting an academic standard or other academic requirement of the
University; or,
2. as to the applicability to his or her case of any academic
regulation of the University; however,
3. no appeal lies from any admissions decision.
ii. The standard of review of an academic appeal is
reasonableness.
i. Divisions should decide how best to implement this
policy and what additional principles, structures and procedures, not
inconsistent with the spirit of this policy, may be required.
ii. Divisional processes should be broadly communicated
and available in print form and electronic form.
iii. Divisional processes should offer opportunities for
early resolutions and should provide informal lines of communication throughout
the process. Students should be encouraged to resort to these alternatives
before launching formal appeals.
iv. Divisional processes should recommend informal
mediation throughout the process and parties should be encouraged to consider
the possibility of resolution throughout the process
v. Divisional processes should encourage a student’s
confidential disclosure of appropriate information at the earliest possible
stage particularly with respect to diversity, accommodation and other personal
issues that may be relevant to the disposition of the appeal.
vi. Divisional processes should set timelines for
administrative decision making and student response throughout the process.
Timelines should include sufficient flexibility and discretion to accommodate
the particular circumstances of the appeal and to avoid inappropriate prejudice
to the student or to the University.
vii. Divisional processes should provide a mechanism for
periodic internal review and a reporting mechanism for an annual report to the
division’s governing body.
viii. Divisional processes should refer to the fact that
throughout the process, students should have the opportunity to raise matters
of proper concern to them without fear of disadvantage.
ix. Divisional processes should provide a clear mechanism
for responding to academic appeals. Guidelines for divisional processes should
delegate the authority to determine divisional appeals to a standing committee
of reasonable size (“the divisional appeals committee”). This committee should
report to the division’s governing body for information. This committee should
include members of the teaching staff and student body. The selection process
for student members should be done with a view toward diversity and
transparency.
x. Divisional processes should provide that students
commencing a divisional appeal do so by a written notice that states the nature
and grounds of the appeal, and which includes copies of any documents relied
upon in support of the appeal.
xi. Divisional processes should ensure that the student has
the right to a hearing before the divisional appeals committee in person, with
or without counsel or other advisor, and to call evidence and present argument
in person or by counsel.
i. Divisional processes should require that any student
whose appeal has been denied must be advised of a further right of appeal of
the decision of the divisional appeals committee to the Academic Appeals
Committee of the Academic Board of Governing Council. The existence of this
right of appeal should be clearly communicated, in writing, to students for
whom the appeal was denied at the divisional level.
ii. The procedures for appeals to the Academic Appeals
Committee are set out in the Committee’s Terms of Reference.
i. So as to provide for the fair and effective
disposition of academic appeals, every division of the University is required
to maintain processes for academic appeals that are consistent with this
Policy.
ii. The Office of the Provost will establish a framework
for the divisional academic appeal processes which reflects best practices and
incorporates the principles and minimum standards set out in this policy.
iii. The Office of the Provost is responsible for
monitoring the implementation of divisional appeals processes that are in
compliance with this Policy. The Office of the Provost is also responsible for
facilitating a periodic review of divisional processes for consistency to the Policy,
for facilitating effective communication of the Policy and divisional
processes, and for conveying information to the divisions about suggested best
practices.
iv. The Office of the Provost will undertake to ensure that
information about divisional processes is communicated in technologically
relevant, up-to-date and easily accessible ways.